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Anti money loundering guidance for collective investment schemes
by Technical Committe of the International organization of securities commissions [More Info]
IOSCO has adopted the principle that regulators should require securities (including derivatives) market intermediaries to have in place policies and procedures designed to minimize the risk of the use of an intermediary’s business as a vehicle for money laundering.1 IOSCO subsequently endorsed principles to address the application of the client due diligence process......
Access : For Affiliate
Pages : 25
Category : AML
Cost :
Free
Date Published : 2005-10-26
